SOCIAL VALUES: MORALITY, INSTRUMENTAL VALUES, ETHICS, AND
LAW

There is a
concept, especially developed in Hasidism (see Menachem Schneerson (1990)),
that the Torah includes social values that are relevant to all people.[62]
These values are not presented in the Torah in an explicit form like the
Ten Commandments. Meanwhile, they are withdrawn from the Torah
and organized in a certain format as the interpretations of the Torah.
These values are known under the name The 7 Noahide Commandments.
A file on the Internet (http://www.asknoah.org) brings a condense
presentation of this code.[63]
Below I will talk about the presentation in the Torah of social values
that are of particular relevance to the Jews.
THE DIVERSITY OF SOCIAL VALUES
Definitions
As distinct categories, "moral" and "ethical" are
not well defined. As Merriam-Webster’s Dictionary of Synonyms
confirms (1984, p.547), the terms ethical and moral are
often treated as interchangeable. The borders between moral and
instrumental values are not very clear, either. What law means is
clearer. Webster's dictionary defines law as “all the rules of conduct
established and enforced by the authority, legislation, or custom of a
given community, state, or other group.” In order to remedy this
confusion of terms, I will introduce my understanding of the categories
of morality, instrumental values, and ethics. I accept the
aforementioned definition of a law.
I define the categories of moral and instrumental
values based on my concept of the specter of conditionality of values.
In one extreme case, as fully
conditional values, we have a combination of four
preconditions: (1) driving forces, (2) some initial resources, (3) rules
of interaction that allow resources to be transformed into a final
result, and (4) a procedure capable of integrating the former three
preconditions in a consistent and complete way. In other words, when the
goal and the starting conditions of a problem are clear and when there
exists a program that completely and consistently links the goal and the
starting conditions, the values that appear in process of solving the
problem are fully conditional. Speaking in strict mathematical terms,
these values are the Lagrange multipliers that appear in the
process of solving an optimization problem. Leonid Kantorovich (1965)
called them objective determined valuations in his analysis of
the solution of optimal problems in economics.
The other extreme case is fully
unconditional values, i.e., values that are not
distinguished at all. As soon as the value has a positive or negative
sign independently of the situation, we deal with unconditional
values (not fully unconditional). The statement that the value of a
human being is infinite could be used to illustrate the meaning of this
kind of values.
Between
these two extremes is a whole spectrum
of values. Evaluations presented in the Torah are not binary
(conditional/unconditional), but they can be distinguished in terms of
the degree of conditionality
that they possess. Evaluations in the Torah cover a broad spectrum that
reflects the degree of conditionality. Extremes are represented by
moral statutes, which are unconditional judgments, and by laws
(customs), which are mainly conditional judgments. Semi-conditional
evaluations gravitate toward morality, which I will elaborate upon
shortly. Laws are rules of reward or punishment fixed within a code.
They are almost conditional. Some of them are conditional
judgments made by individuals appointed to make determinations in the
case of circumstances that are previously unaccounted for in the law.
Now, I will simplify this spectrum of values and
reduce it to a dichotomy composed of two groups of statements:
unconditional and conditional. I do this for the purpose of
clarifying the definitions of moral and instrumental values.
Morality
belongs to the first group, and instrumental values belong to the
second. Instrumental values are usually manifested in law or
customs, even if the conditions for the evaluation of an action are not
fully described for a given situation. That is why a judge often makes
his own judgment by taking into account other circumstances in a given
case in order to form the fully conditional values.
I would like to make one more comment concerning the
spectrum of the conditionality of values that is explored in the Torah.
It concerns the linkages between the degree of conditionality and the
strength of judgments. The Figure 5.1 speaks for itself.
Ethics,
in my mind, deals with meta principles of developing the spectrum
of values. With this in mind, ethics refers to a meta
conception that encompasses the numerous factors on which morality and
instrumental values are based. It also integrates values of varying
degrees of conditionality employed in diverse situations.
There are many different ethical principles, and we
might even talk about meta-ethical principles with the aim of
elaborating upon ethical principles, but that is beyond the scope of
this book.
A whole trend in sociology has appeared that looks
upon social processes such as those of exchange (see for example R.
Hinger and D. Willer, 1979), processes that could form ethical
principles.
The Torah mentions an ethical principle that is
based on exchange in a broad sense:
And if a man cause a blemish in his
neighbor; as he hath done, so shall it be done to him; Breach for
breach, eye for eye, tooth for tooth: as he hath caused a blemish in a
man, so shall it be done to him again. (Leviticus 24:19-20).
Advocating fair exchange, the Torah prohibits any
type of exchange that results in only gain for one party and only loss
for another. At the same time, the Torah abounds with stories of people
being blessed for good deeds they have done to their neighbor.
Later, another principle has challenged this one.
Several religious ideologies, and Confucianism in particular, have
stressed the ethical principle “do unto others as you would have others
do unto you.” The notable Jewish thinker Hillel (60? B.C.–10 A.D.)
believed that this principle is the major characteristic of Judaism, and
he remarked that everything else is mere commentary
(Talmud, Tract. Sabbath, 31a). Eventually, this principle became
known as the Kantian imperative.
Global and Local Social Values
Generally speaking, to support social interactions
among participants, it is sufficient to have endogenous values for each
individual (local endogenous values). However, the process of
human interaction exhibits global exogenous values, which embody
the environment in its totality. That is, these values characterize the
holistic features of a given system. Such values belong to the domain of
morality. In this system it is possible for individuals to
operate in a way that conforms to the requirements of the whole. Prices
(global exogenous values) in an economic field, along with
utilities of individuals (local endogenous values) are an analogy
of the aforementioned features of human social interactions.
Moreover,
along with endogenous local values and exogenous global values, an
individual maintains the endogenous global
moral values known as conscience. This interpretation
of conscience is reflected in language.[64]
The Latin conscientia is composed of two parts: con,
communality, and scientia, knowledge emanating from the
environment. The same is true of English, con-science, French,
con-science, German, Ge-wissen, Greek, sun-esiz, and Russian, so-vest (sovest').
It would be interesting to examine the etymology of this word in other
languages. The theory that emerged during the Renaissance that regards
man as a microcosm is a manifestation of the notion that the universe is
mirrored in the individual.[65]
This theory forms the basis for the recognition of human personality.
The concept of
conscience expresses the notion that the awareness of other people's
feelings is imbedded in an individual's self-awareness. A
person may, under certain conditions, make the best possible choices by
using global and local endogenous values and, without recourse to the
exogenous system of values, consider the interests of other members of
society. Taking into account the role of conscience, we could say that a
living creature's behavior is based on the Tetra principle, meaning that
it includes, along with the initial components (the physical
characteristics of an object) and their local endogenous and global
exogenous values, a fourth component: conscience, which is
composed of endogenous global values.
Biblical Hebrew does not contain a special term for
conscience. It seems that the Hebrew word נוקצמ (matspun), a relevant
word for conscience, appears only in medieval times. Still, the
Torah explicitly contains the first three components of the Tetra
principle, and it implicitly contains the category of conscience. So, in
translations under the supervision of Jewish authorities, this term is
expressed, for example, as the “simplicity of my heart” (The Holy
Scriptures, Genesis 20:5). Meanwhile, in one of the general
translations of the Torah, the New
International Version (1990), the term conscience is used
explicitly in the same verse, Genesis 20:5:
Did he not say to me, 'She is my sister,' and didn't
she also say, 'He is my brother?' I have done this with a clear
conscience and clean hands.
Modes of the Presentation of Morality
Morality could be presented by various modes, via
verbs and nouns,[66]
depending on the scope of the components that have to be taken
into account. First of all, it can be represented via verbs that
reflect possible actions (like killing, murdering, or stealing) between
human beings, between children and parents, and so on. As soon as these
actions are evaluated, even in the dichotomist way of the Ten
Commandments, they become rules for interactions that are either
forbidden or permitted. That is, they become moral statements.[67]
Such an approach is typical of the ethics expounded in some religions,
and explicitly expressed by early Christian Evangelists.[68]
Judaism also uses the presentation of moral statements via nouns.
For example, the increase of material wealth is combined with proper
relational components. That is, it is combined with the means to attain
wealth and the way in which wealth is used, for example, to help other
people. Here, the formula for evaluating an individual's moral stature
is formed as a sum of properly-weighted material and relational
components.
Now, I will better clarify the conditions that
determine the presentation of a moral predisposition using verbs
and nouns. The use of a verb in describing a moral
predisposition takes place when the number of conditions that accompany
an action is relatively small, and the verb encompasses all of them. For
example, consider such actions as killing and murdering.
In both cases, the material components (nouns) are the same: a living
body has been “transformed” into a dead one. In both cases, the
individual responsible for this transformation has damaged his or her
psyche (noun) because the action has ruined the deep instinct to avoid
killing members of the same group. The difference between the verbs
kill and murder reflects such relational components (nouns)
as intentions. In certain ethical systems, like the
Judeo-Christian one, murder presumes that the intention of the
person who does the killing is to take the life of a person who does not
have the intention to destroy the life of the killer. Such judgments are
applied to bandits, terrorists, and so forth. In some ethical systems,
like communism and racism, the extermination of people who do not have
any intentions to kill others is justified as a precondition for making
all of mankind happy, and it is carried out in the name of improving the
well-being of a certain class (the proletariat within the framework of
the communist ethics) or a certain race (as in Nazism).
In Judaism, if killing is treated as a response to
people who are recognized as murderers, then the "perpetrators" are not
regarded as murderers. This applies to soldiers, executioners, and
individuals exercising self-defense. In certain ethical systems, for
example, some sects in India, any act that takes the life of another
person is considered immoral.
Inconsistencies between Moral Statements
There
are many assertions in the Torah that relate to morality in accordance
with my definition. The Ten Commandments hold a place of particular
importance among other moral statues. There are other sections of the
Torah that contain many unconditional statutes, for example Exodus
Leviticus, and Deuteronomy. Chapter 19 of the book of Leviticus involves
such unconditional statutes as “Neither shall ye deal falsely, nor lie
one to another” (11); “Thou shalt not curse the deaf, nor put a
stumbling-block before the blind” (14); “Ye shall do no unrighteousness
in judgment: thou shalt not respect the person of the poor, nor favor
the person of the mighty; but in righteousness shalt thou judge thy
neighbor” (15); “Thou shalt not take vengeance, nor bear any grudge
against the children of thy people, but thou shalt love thy neighbor as
thyself.” (18)
There are some inconsistencies in the unconditional
evaluations presented in the Torah, and even the Ten Commandments
contain inconsistencies.
For instance, the commandment "Honor thy father and
thy mother" may come in conflict with another commandment "Thou shalt
not murder" if parents order their child to murder. It seems to me that
the inconsistencies among unconditional evaluations can be studied by
using the following approach: a three-level hierarchy between God and
Man. This is consistent with my previous statements about the
contractual relationship between God and Man, for Man is free to choose
whether or not to follow the proposed agreement. A two-level hierarchy
would include God and Man. A three-level hierarchy would include another
force besides God and Man, a force that a given Man would also have to
obey. I am speaking about parents. The Torah prescribes that a given Man
must obey not only God's statutes, but that he also must obey those of
his parents. One commandment explicitly states "Honor thy father and thy
mother" (Exodus20:12).
With a two-level hierarchy, the priorities among the
commandments are set directly. For instance, the Ten Commandments have
higher priorities than the other unconditional statements that are
mentioned in the Torah. A three-level hierarchy yields to other methods
of resolving conflicts between the commandments. This becomes
significant for resolving the conflict between, for example, "Honour thy
father and thy mother" and other commandments. According to one method,
the commandments bequeathed by God extend directly to all levels, i.e.
the principle "my vassal's vassal is also my vassal" is at work. In this
case, a son or a daughter must disobey the orders of parents if they
conflict with another commandment.
The responsibility for violating the commandments
rests with the offspring. This construct presupposes that the people
involved possess a high level of culture that instills in every
individual competence and responsibility for his actions. Another
principle that operates within the same paradigm is based upon a
situation in which the first level delegates all the power to the second
level, and the second level, in turn, bears complete responsibility for
determining the reward or punishment that is to be received by the third
level. This does not rule out the possibility of the first level
considering the complaints of the third level about the second level.
The aforementioned inconsistencies are not resolved
in the Torah itself. A consistent system of priorities calls for a
holistic, deductive model to be constructed. But, it seems that such a
model defies construction, since it is impossible to determine the true
criterion of human development for infinity (or for a sufficiently long
period of time) and link it with all the events. So, although the
conflicts between unconditional commandments are not resolved in the
Torah itself, they are subsequently resolved in the interpretation of
the Torah. The solution is based on the idea that any claim to fulfill a
commandment that violates other commandments is not allowed. As a matter
of fact, a rule has also been established that specifies who is
responsible for violating a commandment. In the case under discussion,
the person who executes the murder will be responsible.
Such an approach to solving the problem of
responsibility for murder has a very important application in military
procedure. In many armies, a soldier must obey an officer's orders even
if they conflict with the law. Only afterwards may a soldier file a
complaint about the officer's order. In the Israeli army, if a soldier
follows an order that violates the law, he will be punished for
violating the law, even though he was commanded to do so. The officer
who issued the unlawful order will be punished as well, but to a lesser
extent.
DEGREES OF CONDITIONALITY OF VALUES
Murder and Killing
For human society, development lacks a clear
direction. Even when a direction is chosen, a great diversity of
situations arises. Thus, the whole spectrum of values will be applied.
We must admit that we do not know the true direction of the development
of mankind. After all, one such course of development might entail
humanity's disappearance, so it is not even possible to prove that human
society should exist. When we admit this, human values become fully
unconditional, and in that case, with respect to people, anything is
permissible.
I will now elaborate on the degrees of conditionally
of social values with respect to the commandment "Thou shalt not
murder."
There are exceptional cases of fully unconditional
values of a human being under the assertion that a value of any single
individual's body is not essential. This is indeed seen in certain
tribes of New Guinea, where murder is considered insignificant. The
spirit of the murdered person remains, and the members of the tribe
(family) may communicate with it during nightly visits (Lundqvist,
1958).
When society evaluates human life in a particular
way – for instance, when a person is condemned to death for committing
certain acts under certain conditions – we are dealing with fully
conditional values. Between these two extremes of fully conditional and
fully unconditional values, there are also intermediate stages of
conditional, semi-conditional, and unconditional values. Each stage is
determined by which premises (or which part of a premise) are selected
from among those that are required for the formation of fully
conditional or unconditional values.
In further investigation of the problem of morality,
I would like to focus on unconditional and semi-conditional values. A
comparison of these last two is of special interest and plays a great
practical role.
It can be assumed that the Ten Commandments
are primarily semi-conditional values. Indeed, I could propose a
corresponding commandment that displays unconditional values for the
majority of them. For example, the semi-conditional directive “Thou
shalt have none other gods before Me” corresponds to an unconditional
“Thou shalt not accept authority.” “Thou shalt not murder” is
semi-conditional; “Thou shalt not kill” is unconditional. The same is
true of the pairs: “Thou shalt not steal” and “Thou shalt not take the
property of others,” i.e., the commandment not to steal reproves theft,
but not the acquisition of secrets from an enemy.
So, murdering and the respective negative evaluation
of the act are semi-conditional and are unlike an unconditional demand
not to kill. According to the principle that prohibits murder, a man who
has killed an innocent person is judged negatively and is considered a
criminal; a soldier who has killed an enemy soldier is considered a
hero. At the same time, any act of manslaughter may be judged negatively
within some ethical code and thus receive an unconditional evaluation.
All known civilizations consider the necessity of
human society to be axiomatic. This is justified by the inherent will to
live (the difficulty one finds in committing suicide), and it is
justified by the propagation of the human race. Thusly, the valuation of
people belongs to the positive octant and the life of each individual is
invaluable. This means that, despite our inability to say anything
definite about the specific value of an individual person, we can say
that each person is valuable in an unconditional way. Operationally, it
follows that there is a leveling with respect to people's value. Thus,
people strive toward an ideal of unconditional valuations that are
concentrated in the positive octant, rather than striving toward fully
unconditional valuations. This gives rise to social doctrines that
suppose that it is not permissible to improve conditions for some people
at the cost of making them worse for even one person (i.e., the
condition of Pareto-optimality). Even if these doctrines are not put
into practice, their influence is felt in the idea that each person is
equal before the law.
There are serious difficulties in applying the idea
that all people are of an equal value when it concerns the distribution
of scarce resources, because not all people are equally productive.
Under these conditions, the differentiation of people according to their
importance begins as soon as the question of distributing resources
arises. This differentiation can be done under various degrees of
completeness of conditions. If the conditions involve only rules of
interaction between people, one deals with semi-conditional values. An
example of this type of values is the attempt to evaluate soldiers,
officers, and generals based on their ability to act independently from
the boarding conditions and the algorithms of military performance in
the realm of established rules of interaction.
Under particular circumstances, a semi-conditional
valuation is introduced with respect to the value of human life (see
Jeffrey Williamson, 1984). It is employed by insurance companies and by
engineers when they are evaluating the dangerous aspects of new
technologies. A particular war situation can serve as an example of the
fully conditional values of a certain human being: an officer has to
make a decision about whose life should be sacrificed in order to
achieve a goal.
As one might imagine, the spectrum of human values
is vast. Integrating it presents a task of incredible difficulty.
Murder and Killing (continuation)
Previously, I presented the attitude toward
murder that is held by some tribes in New Guinea as an example of
fully unconditional values. Now, I would like to focus on the
relation between unconditional and semi-conditional values
as they are applied to the taking of life.The difference between these
two approaches is clearly manifested in the various translations of the
Torah. For instance, The Holy Scriptures (1955), a new
translation based on the masoretic text, translates the commandment as
“Thou shalt not commit murder.” In The Holy Bible, commonly known
as the authorized (King James) version (1983), this commandment is
translated as “Thou shalt not kill.”
Jeffrey Tigay (1996) examines this difference and
sternly notes that such a translation of the commandment is too broad.
Indeed, חצור (ratsah), the Hebrew word for murder is
distinct from killing, for which there are other terms, such as
גדה (harag) and מ התז (hemit). Kill
obviously has the widest range of meanings and involves any taking of a
human life. If interpreted widely, it may be applied to all living
creatures. Not attempting a specific definition of murder, I will only
note that the concept demands, at the very least, that the taking of
life be a willful act aimed at improving one's own situation or that of
another party.
In literature, the condemnation of murder goes far
beyond disapproving selfish motives. As far as I recall, the gifted
Soviet historian Leonid Batkin once noted that perhaps Shakespeare's
work is a response to the views of Machivelli, which were widely known
in England at the time. Shakespeare exposed how the use of bad means in
the struggle for power, and murder in particular, can lead to the
downfall of the victors. Perhaps the strongest statement of this
principle is Shakespeare's drama "King Lear" in which foul means led to
the spiritual collapse of a person when he is left alone with his
conscience.
In
The Queen of Spades, Alexander Pushkin condemns Herman, the leading
protagonist, for murdering an old woman whose secret he wanted to use to
ennoble his family. Impressed with Pushkin's concept, Dostoevsky
develops it further in Crime and Punishment. Dostoevsky denounces
the idea of murdering an old woman who is a pawnbroker for the sake of
giving her money to hundreds of widows with starving children. The
Brothers Karamazov takes this idea even further. It condemns the
possibility of sacrificing a newborn child so that its body can be used
as the foundation of a crystal palace whose inhabitants would be happy
for all eternity. Still, Dostoevsky believed it was necessary to help
Serbs kill Turkish soldiers in the Slavs' struggle for independence from
the Muslims. It seems that the argument between Dostoevsky and Tolstoy
is largely over the interpretation of the commandment in question.
Tolstoy was opposed to killing of any kind. It is not by chance that he
was close to Gandhi and that they even carried on a correspondence. It
would be hard to imagine Dostoevsky in the same role!
Allow me to continue to analyze the difference
between unconditional and semi-conditional evaluations using example of
“Thou shalt not kill” and “Thou shalt not murder.” In an extreme case,
one who follows “Thou shalt not kill” will allow himself to be killed
before he kills another. These views are held by one of the Hindu sects
in Sri Lanka (the former Ceylon). To the best of my knowledge, the
former prime minister of Ceylon, Solomon Bandaranaike (1899-1959),
belonged to this sect. He did not allow himself to kill an attacker and
was murdered. As he lay bleeding to death, he did crawl over to the
murderer and knock the pistol from his hand before it could be used
against his wife, Sirimavo Bandaranaike. She later became the prime
minister of Ceylon-Sri Lanka. The reader will note justifiably that this
view of killing is fine when one believes in reincarnation. Under that
belief, the soul moves on to another body after it is released from the
present one, and the better it is preserved, the better its next body
will be. Eventually it reaches nirvana, and merges with the universal
absolute, escaping the suffering that inadvertently accompanies joy.
But, what about the case where a person belongs to
modern Western civilization and attaches significant value to his body?
Well, killing can still be avoided, as is manifested in
nonviolence resistance movements.
Very informative in this respect is the story of the
village of Le Chambon in south of France. During World War II, the
inhabitants of this village, led by their priest André Trocmé, professed
nonviolence but still succeeded in saving thousands of people who were
persecuted by the Nazis, notably the Jews. Philip Hallie's wonderful
book (1979) details how this movement did not resort to violence, though
there seemed to be no other way to resolve the movement's objectives.
The great force perpetrating this evil included the Gestapo as well as
French collaborationists from the Vichy government. Moreover, the
inhabitants of Le Chambon had to deal with maquis who considered
violence to be the only way to deal with the German occupation force and
the French collaborationists. Hallie shows all the hardships that are
associated with the actual implementation of the nonviolence ideology.
The book reveals the incredible preparatory work that was performed by
the village priest and the predisposition on the part of the people of
this village to heed his words. Hallie's book presents a convincing case
that the implementation of nonviolence in such extreme situation is
indeed possible!
However, what happens in other less-localized
situations when violence cannot be avoided? In order to answer this
question, let us first compare the actions of various tribes of North
American Indians. Some Iroquois tribes were followers of the principle
“do not kill.” If they were attacked by an enemy tribe, they tried
everything in their power to avoid war. If this was not possible, and
they were backed into a corner, they would fight. Since they were a
powerful people, they usually won. Following a victory, they would sit
in the forest and ask the gods to forgive them for spilling the blood of
their own people and of the enemy. It is interesting to compare the
behavior of these Iroquois tribes to that of other tribes under the same
circumstances. After defeating attackers, the victorious tribe would
celebrate their success with drums, the enemies' scalps, etc.
While Judaism is dominated by semi-conditional
moral directives, it also takes into account the unconditional values of
these directives. For example, in The Passover Haggadah (1969),
Ernst Goldschmidt notes that pouring a little wine from the cup at the
mention of each plague, which looks like deliberate waste, was
originally intended to avert ill fortune by safeguarding against
immoderate rejoicing.
Goldschmidt further notes that Samson Hirsh and
Eduard Beneth interpret “this custom as a symbolic tempering of the joy
of the evening, in order to show sympathy to the misfortune of the
Egyptians” (pp. 40-41). As Irving Greenberg (1988) mentions, on the
first two days of Passover, the complete Hallel (a part of the Jewish
religious service, consisting of Psalms 113-118) is fully recited.
Thereafter, part is omitted—as a mark of mourning
for the Egyptians who drowned in the Red Sea. The Egyptians were vicious
task masters, yet their pursuing army consisted of sons of Egyptian
mothers and fathers. Later generations of Jews felt empathy with the
pain of their parental loss. The death of any human being is a sorrow.
(p. 58)
Furthermore, the Kohen who has killed – even
accidentally – cannot officiate in the Temple (Talmud, Tractate Berakhot,
32b).
The Relationship Between Moral and
Instrumental Values
It seems reasonable to assume that instrumental
values preclude the need for moral claims. Numerous discussions with
theologians have led me to believe that they see moral claims only as
providers of initial guidelines for evaluating the vast body of
behavioral patterns. Moral claims guide the development of conditional
social values for actions, which are so numerous that it is easy to get
caught up in appraising them.
In my mind, the role of unconditional values is
twofold. They can play, as was already mentioned, the role of generic
values that determine the sphere of variegating conditional values, and
they can function as constraints that have a value in and of
themselves. That is, moral claims provide strategic (global)
constraints when one deals with a tactical (local) problem.
Unconditional values prove especially important in cases where the
outcome is unclear and where people are tempted to pursue short-term
success. Pragmatists maintain that the individual's first priority is to
achieve success. If the means used is going to have only distant,
negative consequences, then those consequences are of secondary
importance for a pragmatist. The pragmatic approach hinges only on
whether or not a constraint from the current values mentioned in law or
custom is violated.
As soon as strategic constraints are introduced,
their implementation has to be enforced by a reward-punishment (r-p)
system. The r-p system might extend over a brief period of time,
or it might even persist after the death of an individual. The
particular methods of an r-p system may vary between different
cultures. In a culture that believes that the body and soul are distinct
entities and that a soul leaves the body to enter the afterlife, a
future r-p system can be administered through such institutions
as hell/heaven, reincarnation, or nirvana. The concept of a soul and
afterlife in the Torah is a subject of very strong discussions. The
books by Alan Dershowitz (2000) and Steven Nadler (2001) bring up an
interesting observation about these discussions. I share the opinion of
the proponents of the absence of afterlife, even though the term
sheol exists in the Torah. According to the Jewish Encyclopedia,
the term sheol is interpreted
as the place where those that had died were believed to
be congregated. Jacob, refusing to be comforted at the supposed death
of Joseph, exclaims: I shall go down to my son a mourner unto sheol
(Gen. 37: 36)
Even if we accept this interpretation of the term
sheol, the concept that sheol is the afterlife is irrelevant
to the Torah itself. The types of funerals mentioned in the Torah
confirm this thought. In religions like that of the ancient Egyptians,
the belief in an afterlife was supported by putting into the grave
different things that might be needed for it, but nothing like this kind
of ritual can be found in the Torah.
To the best of my knowledge, only the Torah claims
for the r-p of an individual to be carried out via future
generations:
...visiting the iniquity of the fathers upon the children
unto the third and fourth generation... as well as the rewards also
given out in the name of God ..unto thousands of them that love me, and
keep my commandments. (Exodus20:5-6; repeated in Deuteronomy, 5:9-10)
Jeffrey Tigay (1996) explained this phenomenon in a
following way:
This view of divine retribution as extending to
descendants corresponds to the concept of family solidarity that was
felt strongly in ancient societies, especially those with a tribal
background. This view was progressively modified in the Bible in the
direction of the principle that individuals should be rewarded and
punished only for their own deeds.” (p.66)
There is a solid basis for this point of view. Many
ancient peoples living in that region, Persians and Macedonians among
them, would execute a criminal's family along with him. In recent
history, a similar position was taken toward those declared state
criminals under totalitarian regimes, most notably in the U.S.S.R. under
Stalin. Vengeance against the family of a state criminal apparently was
also dictated by the fear that the relatives might seek vengeance for
the death of a family member whom they consider innocent. At first
glance, the r-p system after death that is presented in the
Torah contradicts the ethical principles in the Torah that assume that
the guilt of a father does not extend to his children and vice versa:
The fathers shall not be put to death for
the children, neither shall the children be put to death for the
fathers: every man shall be put to death for his own sin (Deuteronomy,
24:16).
However, there is no real contradiction between the
responsibility of the children and their father. A father's actions
primarily affect those who are close to him. Those directly affected are
the father's children, grandchildren and great-grandchildren (i.e.,
three or four generations). They are in a position to absorb the most
sin through the imitation of their father's behavior. On the other hand,
a father is in a position to witness three or four generations. Perhaps,
it id necessary for three or four generations to pass before the
aftermath of a bad deed on the part of the father, even if it is not
brought up, dies out completely. After that, the memory of it should
have no affect upon future generations. Jeffrey Tigay (1996), making
ample reference to authorities on Judaism, writes,
Living to see three or four generations of
descendants is as long as one could naturally live. Thus God extends
punishment only to descendants the guilty are likely to see in their own
lifetimes. This indicates that the suffering of the descendants is
intended as a deterrent to, and punishment of, their ancestors, not a
transfer of guilt to the descendants in their own right. (p.66)
The prestige associated with a name of the one who
has done good deeds may carry over to his descendants and the fact that
they belong to an honorable family may play a significant role in their
lives. Among the variations of the form of punishment for violating
strategic constraints, there is the violation of personal dignity. This
is a destruction of the fertile structures that were developed in the
course of evolution, and that, in the long run, aid further development.
In this case, a person who has violated moral constraints must not
justify his actions. He should repent, so that his character will
not be further violated. A moral approach focuses on repentance for
breaking a moral directive.
The moral approach can be easily derided, because
the concept of “sin and repent, sin and repent” is comical. Morality is
not expressed in a single act of repentance, but in the general dynamic
of behavior. The morality of a person will be reflected in the first
derivative of his behavior function. To put it more simply: To what
extent will his transgressions of moral directives decrease over time? A
reasonable appraisal of human behavior will look at the dynamics of a
person's transgressions, and not at the state of the person's character.
This approach can be applied to many of the
phenomena that are the subject of pointed discussion in the Western
world: questions such as the admissibility of abortion, euthanasia, the
suspension of extraordinary medical treatment, etc. The discussions
usually deal in extremes. One group justifies abortion or euthanasia,
the opposing group condemns it. It seems to me that these arguments may
be redirected. Repentance for taking a human life is of paramount
importance. Justifying such an act destroys an individual's biological
values, of which the preservation of life is a powerful component. If
pragmatic considerations push one to such actions, they should not be
justified. Rather, they should be viewed as an evil that is unavoidable
in the given situation. If this concession to pragmatic considerations
involves an expense, it should be covered by the individual who is
breaking the moral directive, by a charitable organization, or by other
means that do not involve government funds.
The Legal Presentation of Values
In order to achieve explicit results (legal
expression), moral statutes usually pass through instrumental values.
This is, however, not obligatory. (A detailed investigation of the legal
expression of moral norms in Judaism is given in Sonsino [1980].[69])
In cases where a commandment is sufficient to determine the legal
consequences, the Torah clearly introduces it as the legal norm of
punishment:
Thou shalt not take the name of the Lord thy God in vain;
for the Lord will not hold him guiltless that taketh His name in vain.
(Exodus 20:7)
And he that blasphemeth the name of the Lord, he shall
surely be put to death; all the congregation shall certainly stone him;
as well the stranger, as the home-born, when he blasphemeth the Name,
shall be put to death. (Leviticus 24:16)
Honour thy father and thy mother, that thy days may be
long upon the land which the Lord thy God giveth thee. (Exodus 20: 12)
And he that curseth his father or his mother, shall
surely be put to death .(Exodus 21:17)
Meanwhile,
these legal norms of punishment have been later modified and
corresponding exceptions applied to specific situations. (This is
analogous to linguistics in which there are rules and exceptions.) Take,
for example, the commandment to observe the Sabbath. The Torah says,
Six days shall work be done, but on the
seventh day there shall be to you a holy day, a sabbath of rest to the
Lord: whosoever doeth work therein shall be put to death. (Exodus 35:2)
It took a long time until the fully unconditional
punishment for violation of the Sabbath was revised and became partly
conditional. The law allowed one to fight enemies on the Sabbath. At
first, this was only if the enemies had directly attacked the Jews and
later on even if the enemies made direct preparations for attack. There
is also an exception for preparing food to treat a sick person, because
the preservation of human life prevails over other constraints.
The commandment “Thou shalt not steal”
(Exodus 20:15) does not constitute a general legal norm; the punishment
for theft varies with different situations. A series of legal statutes
in the Torah deals with specific types of theft and various
punishments:
And he that stealeth a man, and selleth him, or if he be
found in his hand, he shall surely be put to death. (Exodus 21:16)
If a man shall steal an ox, or a sheep, and kill it, or
sell it; he shall restore five oxen for an ox, and four sheep for a
sheep. (Exodus 22:1)
If the theft be certainly found in his hand alive,
whether it be an ox, or ass, or sheep; he shall restore double.
(Exodus 22:4)
What is the role of conditional evaluations
presented in the Torah? I will attempt to answer this question with
respect to conditional evaluations that pertain to punishment, and I
will answer it within the framework of the systems approach.
From the functional point of view,
conditional evaluations of a guilty party should accomplish the
following: a) isolate the criminal from society, b) make the guilty
party compensate for the damages, c) deter the criminal from breaking
the law in the future, d) discourage other people from taking a chance
and breaking the law.
It is rather difficult in each particular case to
pinpoint the role of each of these factors, and more importantly, it is
difficult to tie them together in a non-contradictory manner. The fact
that the Torah takes all these objectives into account in passing
conditional judgments is obvious. One can see in the Torah the
employment of some of these reasons in passing judgments. Isolating the
criminal from society can take the particular form of subordinating him
to a master-owner. Consider the case where a thief lacks the means to
make restitution. That is, “if he have nothing, then he shall be sold
for his theft” (Exodus 22:3).
At the extreme, isolation from society can take the
form of the death penalty. The idea of the criminal providing
compensation for the harm he has done is highly developed in the Torah.
It is enough to cite the example of corporal compensation. This is in
addition to the various material and financial compensations for harm
that are frequently indicated in the Torah. It stands to reason that
compensations, like isolation from society and capital punishment, can
serve to deter crime, particularly when the compensation exceeds the
initial value of what is lost. Compare in the Torah the amount of the
loss with the amount of the compensation in various cases of theft; the
compensation at times far exceeds the loss. For example:
If a man shall steal an ox, or a sheep, and kill it, or
sell it; he shall restore five oxen for an ox, and four sheep for a
sheep. (Exodus 22:1)
If the theft be certainly found in his hand alive,
whether it be ox, or ass, or sheep; he shall restore double.
(Exodus 22:4)
From the
structural point of
view, conditional evaluations specify the circumstances that determine
their "severity." For instance, payment for a stolen ox depends on
whether this ox was sold or whether it still alive and in the possession
of the thief (Exodus 22:14).
From the operational point of view the
conditional values emphasize on the necessity to have two or three
witnesses in each judicial case. It says in the Torah,
At the mouth of two witnesses, or three witnesses, shall
he that is worthy of death be put to death; but at the mouth of one
witness he shall not be put to death. (Deuteronomy 17: 6)
From the
operatorial point of view, the principal question
regarding conditional evaluations is whether all the conditions that are
formalized in the law to determine a punishment are sufficient, or
whether there is a need to introduce other considerations that are not
stipulated in the judicial code, conditions that belong to the realm of
the intuition of the judge and jury. The Torah emphasizes formal methods
for determining the extent of the punishment. Subsequent interpretations
of the Torah and the development of the judicial system in general
introduce additional informal rules to the judicial process. The
Talmud provides the deepest expression of these elaborations of the
law. The problem concerning the use of formal and informal rules to set
punishments is one of the most difficult problems in the Halacha.
In isolation, each of these methods suffers from serious flaws.
Significant factors can easily be missed if we stick to the formal rules
that comprise the judicial code. Although invariants may exist, it is
still very difficult to specify all the conditions a priori. On the
other hand, if the judgment is based on informal rules, there is the
threat of the punishment depending on the grace of the judge and all the
arbitrariness that is associated with this approach.
From the standpoint of
genesis, conditional evaluations reflect the degree of
objectivity in uncovering the violation, for example, whether or
not there were witnesses, etc. From the point of view of the genesis
are crucial the motives behind violations. For example, the
attitude towards intentional and unintentional acts can be quite
different: For example, the death penalty for murder is stipulated in
Leviticus 24:17, but exceptions are given. The Torah indicates special
cities of refuge for a person who has unintentionally murdered someone
(Numbers 35:6, 11-15, 25-28; Deuteronomy 19:1-13).[70]